#391: That One About Risk Mitigation For 401(k) Plan Providers

About this episode

Ary Rosenbaum discusses how 401(k) plan providers can minimize their risk beyond relying on E&O policies.

Ary Rosenbaum talks about the issue of how 401(k) plan providers can minimize their risk, and just not reply on their E&O policies.

People in this episode

Host: Ary Rosenbaum

Topics covered

• risk mitigation
• 401(k) plan providers
• E&O policies

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• #403: That One About Le Creuset and 401(k) Plans · May 29, 2026 · 19 min
• #402: That One About Not Turning Your 401(k) Plan Into a Hedge Funds · May 22, 2026 · 16 min
• #401: That One About The Small Things That Hurt 401(k) Plans · May 15, 2026 · 17 min
• #400: That One About The Plan Provider Handbook Being Broken · May 8, 2026 · 22 min