Financial Advisor Disclosures Explained: What the ADV Tells You
About this episode
The episode discusses the importance of understanding financial advisor disclosures.
Every registered investment advisor is required to send clients an annual ADV and privacy policy. Ryan explains what these documents actually contain: how the firm charges fees, what services it provides, any conflicts of interest, background information on the advisors, disciplinary history, and how client data is handled. Aaron shares that reading Alchemy's ADV gave him a clearer picture of who was managing his money. Ryan describes these disclosures as the owner's manual for the relations...
People in this episode
Hosts: Ryan Nelson, Aaron Hoisington
Topics covered
- financial advisor disclosures
- investing
- business education
- financial literacy
- retirement planning
Keywords
- financial advisor
- disclosures
- investing
- retirement
- financial literacy
Mentioned in this episode
Organizations: Alchemy Wealth, Amazon
Books & works: Your Fiscal Physical
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