Episode 78: Outsourced Compliance with Fizza Khan, Silver Regulatory Associates
About this episode
Fizza Khan discusses outsourced compliance and its implications for businesses.
Episode 78: Outsourced Compliance with Fizza Khan, Silver Regulatory Associates Fizza Khan from Silver Regulatory Associates visits the Tokens of Wisdom Studio to enlighten us about all things compliance. From deciding when to engage an outsourced provider to the nuts and bolts of compliance policies and navigating SEC exams, Fizza shares the wisdom. Key Points From This Episode: How does an outsourced compliance engagement work? Compliance policies – is it one...
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