How FINRA Is Streamlining Data Requests
About this episode
This episode discusses how FINRA is improving data requests to enhance securities oversight and investor protection.
On this episode of FINRA Unscripted, discover how data drives securities oversight at every level, from firm examinations to suspicious trading detection. FINRA leaders discuss evolving approaches to data requests, using technology and collaboration to work smarter, reduce regulatory burden, and strengthen investor protection.
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