How FINRA Is Streamlining Data Requests
From FINRA Unscripted by FINRA
March 3, 2026 · 35 min · Episode 185
About this episode
This episode discusses how FINRA is improving data requests to enhance securities oversight and investor protection.
On this episode of FINRA Unscripted, discover how data drives securities oversight at every level, from firm examinations to suspicious trading detection. FINRA leaders discuss evolving approaches to data requests, using technology and collaboration to work smarter, reduce regulatory burden, and strengthen investor protection.
People in this episode
Host: FINRA
Topics covered
- data requests
- securities oversight
- regulatory burden
- investor protection
- technology
- collaboration
Keywords
- FINRA
- data requests
- securities oversight
- investor protection
- technology
- collaboration
Mentioned in this episode
Organizations: FINRA
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