Navigating the 2026 Regulatory Oversight Report: Key Insights from FINRA Leadership

About this episode

FINRA leaders discuss the 2026 Regulatory Oversight Report and its implications for compliance planning.

On this episode, FINRA leaders discuss the 2026 Regulatory Oversight Report, covering emerging threats from AI and crypto, evolving fraud schemes, cybersecurity risks, effective practices, and more. Learn how firms can leverage the information in the report for strengthened compliance planning.

People in this episode

Host: FINRA Leadership

Topics covered

• regulatory oversight
• compliance planning
• emerging threats
• fraud schemes
• cybersecurity risks

Keywords

• regulatory oversight
• AI
• crypto
• fraud schemes
• cybersecurity
• compliance

Mentioned in this episode

Organizations: FINRA, cybersecurity

Products: AI, crypto

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