About this episode

The episode discusses the Supreme Court case Sripetch v. SEC regarding the SEC's ability to seek equitable disgorgement without proving investor harm.

A case in which the Court will decide whether the SEC may seek equitable disgorgement under 15 U.S.C. §§ 78u(d)(5) and (d)(7) without showing investors suffered pecuniary harm.

Topics covered

• Supreme Court
• SEC
• equitable disgorgement
• pecuniary harm
• legal arguments

Keywords

• Supreme Court
• SEC
• equitable disgorgement
• pecuniary harm
• legal case

Mentioned in this episode

Organizations: SEC

Books & works: Sripetch v. SEC

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