#35 – How a Printed Compliance File Can Help You Win New Business
From Ask the Experts by Sharon Pivirotto
November 10, 2022 · 4 min
About this episode
In this episode, Sharon shares a story about how a printed compliance file helped an advisor win a significant business deal.
#35 - In this episode of the 401k Best Practices (Ask the Experts) podcast, I'm sharing a short story about what an advisor I worked with said was a key reason they won a $200 million dollar plan.
People in this episode
Host: Sharon Pivirotto
Topics covered
- compliance
- business development
- financial advising
- investment strategies
- client acquisition
Keywords
- compliance file
- business win
- financial advisor
- investment plan
- client success
Mentioned in this episode
Organizations: 401k Best Practices
Places: United States
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