Helping Advisors Unlock 401(k), 403(b), and 457 Assets with SDBAs

Helping Advisors Unlock 401(k), 403(b), and 457 Assets with SDBAs

From Conquer Risk Podcast by Potomac Studios

June 3, 2026 · 12 min · Season 7 · Episode 14

About this episode

The episode discusses how Self-Directed Brokerage Accounts can help advisors manage retirement assets within workplace plans.

Many advisors still have limited visibility into some of their clients’ largest retirement assets, especially those held inside workplace plans like 401(k)s, 403(b)s, and 457s.    In this episode, Potomac’s CMO Christopher Norton and CEO & Co-CIO Manish Khatta discuss how Self-Directed Brokerage Accounts (SDBAs) can help advisors bring professional portfolio management into eligible employer-sponsored retirement plans without requiring a rollover or job change. They cover what SDBAs are, why they have often been overlooked, how they work in practice, and what advisors should consider when using them to deliver more coordinated, comprehensive retirement guidance.    Register for our SDBA Webinar here: https://content.potomac.com/sdba  Advisor Only Webcast   Date: July 1 @1pm  Length: 1 hour    Make sure you subscribe to never miss an update.    Subscribe in Apple Podcasts   Subscribe on Spotify     Learn more about Potomac: https://potomac.com/    Read our blog:  https://potomac.com/blog     Disclosure:  https://potomac.com/disclosures     PFM-210-20260602&nbsp…

People in this episode

Guests: Christopher Norton, Manish Khatta

Topics covered

  • 401(k)
  • 403(b)
  • 457
  • Self-Directed Brokerage Accounts
  • retirement assets
  • portfolio management

Keywords

  • 401(k)
  • 403(b)
  • 457
  • SDBAs
  • retirement guidance
  • portfolio management
  • advisors

Mentioned in this episode

Organizations: Potomac Studios, Potomac

Products: Self-Directed Brokerage Accounts (SDBAs)

More episodes of Conquer Risk Podcast

Explore listener stats, chart rankings, contacts and more on the Conquer Risk Podcast podcast page.