RopesTalk

On this episode of Culture & Compliance Chronicles, Nitish Upadhyaya from Ropes & Gray’s Insights Lab and Richard Bistrong of Front-Line Anti-Bribery, are joined by Fraser Simpson, enterprise strategy lead at the Wellcome Trust, to explore how organizations can make governance and compliance more human. The conversation delves into the importance of shaping ethical cultures that go beyond policies and procedures, focusing on real human behavior, creativity, and engagement. Fraser shares insights from Wellcome’s innovative “speak-up” program and the creation of Connie, a puppet character designed to spark ethical conversations and strengthen judgment across the organization. The episode also discusses the challenges and opportunities presented by technology and AI in compliance, emphasizing the need to support—not replace—human judgment.

On this episode of Culture & Compliance Chronicles, Amanda Raad and Nitish Upadhyaya from Ropes & Gray’s Insights Lab, and Richard Bistrong of Front-Line Anti-Bribery, are joined by Rebecca Mayfield, group compliance director and senior legal counsel at Merlin Entertainments. Rebecca shares her unconventional career journey, her passion for creative and engaging compliance training, and her commitment to mentoring and giving back to underserved communities. The conversation explores how injecting curiosity, playfulness, and storytelling into ethics and compliance can drive real engagement and lasting impact. Listeners will hear practical insights on measuring success, building meaningful relationships, and empowering individuals to speak up. Tune in for an inspiring discussion that challenges traditional approaches and highlights the importance of fun, empathy, and imagination in compliance.

On this episode of Culture & Compliance Chronicles, Amanda Raad and Nitish Upadhyaya from Ropes & Gray’s Insights Lab, and Richard Bistrong of Front-Line Anti-Bribery, are joined by neuropsychologist Sarah Zheng to explore the human factor in cybersecurity. The conversation delves into the psychology behind hacking, the role of emotions and context in falling for scams, and the evolving risks posed by emerging technologies like AI and brain-computer interfaces. Sarah shares insights from her research at the Dawes Centre for Future Crime and her book, The Psychology of Cybersecurity, highlighting the importance of operational resilience and creative approaches to cyber awareness. Listeners will learn practical strategies for building a culture of psychological safety and reporting, as well as actionable steps to enhance organizational cyber resilience.

On this final episode of Ropes & Gray’s Non‑Financial Misconduct Miniseries, Amanda Raad, co-leader of the firm’s crisis management and global risk practices, and Katie Daniels, director of ethics, compliance, and insights at R&G Insights Lab sit down with Jamie Browne, managing director at Leonid Group, a leading talent advisory firm specializing in corporate governance hiring. The trio share a candid conversation about how toxic workplace culture is now one of the biggest forces shaping hiring and retention, posing a very real attrition and reputational risk—as well as a financial risk due in part to the significant costs of re-hiring. Together, they unpack why culture has become a make‑or‑break factor for candidates, what companies are getting wrong, and the practical steps leaders should be taking to ensure hiring best practice, ongoing diligence and stronger post-hire monitoring.

On this episode of Culture & Compliance Chronicles, Amanda Raad from Ropes & Gray’s Insights Lab and Richard Bistrong of Front-Line Anti-Bribery are joined by Klaus Moosmayer, a distinguished leader in ethics, risk, and compliance, and a current member of the supervisory board of Deutsche Bank. The conversation delves into the importance of integrated assurance—breaking down organizational silos to foster collaboration across risk, compliance, strategy, HR, and legal functions. Klaus shares practical examples from his career, including how crisis moments can drive meaningful change and the value of crowdsourcing a code of ethics to truly engage employees. Behavioral science and its role in shaping ethical decision-making are highlighted, along with actionable insights for boards and compliance professionals. Tune in for fresh perspectives, real-world strategies, and inspiration to connect, innovate, and elevate compliance culture in your organization.

On this Ropes & Gray podcast, health care partner Jamie Darch and associate Andrea Millard introduce the Health AI Atlas, a new online resource designed to help health care stakeholders navigate the complex and rapidly evolving landscape of state laws regulating artificial intelligence. The discussion focuses on the top five things developers in the health care sector need to know about compliance, including understanding which laws apply, implementing robust compliance programs, ongoing risk monitoring, regulatory reporting, and the potential penalties for non-compliance. Jamie and Andrea also highlight the importance of considering broader privacy statutes that impact automated decision-making and profiling, even when not explicitly labeled as AI laws. With enforcement expected to increase, developers are urged to stay informed and proactive in meeting these new obligations.Editor’s Note: Since this episode was published, the New York RAISE Act has been amended by Senate Bill 8828. Among other changes, the amendment significantly reduced the civil penalties the New York Attorney General may seek—from $10 million to $1 million for a first violation and from $30 million to $3 million for subsequent violations. The amendment also narrowed the definition of “large frontier developers” who are subject to additional obligations and removed the third-party independent audit requirement. The New York RAISE Act, as amended, will go into effect January 1, 2027. Listeners should refer to the amended text for the current state of the law.

On this episode of Culture & Compliance Chronicles, join Amanda Raad and Nitish Upadhyaya from Ropes & Gray’s Insights Lab, and Richard Bistrong of Front-Line Anti-Bribery, as they welcome Dorie Clark—a top business thinker, communications coach, and bestselling author—for an impactful discussion on authentic networking and relationship-building in the compliance and legal world. Discover practical strategies for connecting with peers, navigating business dynamics, and fostering trust, including the “no ask for a year” rule and tips for making meaningful introductions. This episode offers actionable advice for compliance professionals and anyone looking to build influence and genuine connections. Tune in for fresh perspectives and start your year with new ideas for personal and professional growth.

On this Ropes & Gray podcast, partners Bil Davison and Adam Dobson are joined by counsel Kevin White to discuss recent high-profile litigation involving Energy & Minerals Group’s (EMG’s) single asset continuation vehicle transaction. The conversation explores how this litigation highlights the complexities and conflicts of interest inherent in GP-led continuation vehicle deals, focusing on the importance of transparency, parity of information, and robust LPAC involvement. The team analyzes the implications of this litigation for fund managers, buyers, and investors, highlighting best practices for communication and process integrity. Listeners will gain valuable insights into navigating the evolving landscape of continuation vehicles and the lessons learned from the EMG case.

On this Ropes & Gray podcast, asset management partner Sarah Davidoff is joined by colleagues Ty Owen, Olivia Yoon, and Doug Ballanco to discuss the transformative impact of artificial intelligence on legal practice. The episode highlights how AI is streamlining document compilation, side letter negotiations, and market data analysis, leading to significant workflow improvements and time savings. The team also discusses the TrAIlblazer program, which empowers first-year associates to learn and collaborate on AI-driven projects, accelerating their development and enabling them to focus on more substantive legal work earlier in their careers. The conversation emphasizes a culture of innovation, collaboration, and continuous learning, with associates actively piloting new technologies and sharing best practices to deliver better results for clients.

In episode two of Ropes & Gray’s Non-Financial Misconduct Miniseries, Amanda Raad, co-leader of the firm’s crisis management and global risk practices, and litigation & enforcement senior attorney Sarah Lambert-Porter are joined by Sharon Tan, partner at Mishcon de Reya, to examine the intersection of the FCA’s new non-financial misconduct (NFM) rules and employment law. During this second episode, they also discuss the evolving definition of non-financial misconduct, the draft guidance and factors relevant to NFM’s seriousness, and the implications for conduct in the workplace as well as in private life. The hosts offer practical guidance for asset managers, private equity sponsors, and other regulated firms on implementing multidisciplinary approaches, educating stakeholders, ensuring consistency in disciplinary processes, and preparing for the upcoming regulatory changes.

On this Ropes & Gray podcast, Michael Littenberg, corporate partner and global head of the firm’s ESG, CSR & Business and Human Rights compliance practice, and asset management partner Eve Ellis break down the European Commission’s proposed SFDR 2.0 revisions. They discuss new product labels, streamlined disclosure requirements, and the removal of certain compliance pain points. The episode explores operational implications for asset managers, cross-border challenges, and the impact on fund strategies, offering practical advice for navigating the evolving EU ESG regulatory landscape and preparing for upcoming changes.

On this Ropes & Gray podcast, benefits consulting principal David Kirchner is joined by Sharon Remmer, an ERISA and benefits partner, and Elliot Saavedra, a senior benefits consultant, to discuss the implications of President Trump’s recent Executive Order encouraging expanded access to alternative assets for retirement plans and the potential impact on plan sponsors. Our speakers discuss the evolving regulatory landscape and provide actionable guidance for plan sponsors and fiduciary committees preparing for potential changes in defined contribution plan investment options. As they discuss in the episode, emphasis should be place on the importance of prudent governance and ongoing education as the market and regulatory frameworks develop.Ropes & Gray provides a comprehensive suite of legal services for retail alternatives, including fund formation, registration and compliance, structuring of public-private investment solutions, tax planning, and ongoing regulatory and transactional support. For additional information, please visit our Alternative Retail Funds page, which includes a library of our thought leadership resources with insights on the latest market developments.

In this episode of Ropes & Gray’s Fully Invested podcast series, asset management partner Jessica Marlin and capital markets counsel Marc Rotter discuss the rise of ‘34 Act funds and what sets them apart in today’s investment landscape. The conversation explores how these unique vehicles are expanding opportunities for asset managers and investors, and delves into the regulatory and structural features that distinguish them from traditional private funds. The episode provides insight into current market trends and practical considerations for sponsors and investors evaluating ‘34 Act fund structures, along with analysis of the broader impact these funds may have on the future of alternative investments. Ropes & Gray provides a comprehensive suite of legal services for retail alternatives, including fund formation, registration and compliance, structuring of public-private investment solutions, tax planning, and ongoing regulatory and transactional support. For additional information, please visit our Alternative Retail Funds page, which includes a library of our thought leadership resources with insights on the latest market developments.