SIE Exam Prep by CertFuel
Free audio study guides covering every topic on the FINRA SIE (Securities Industry Essentials) exam. Each episode breaks down a key unit - from capital markets and products to trading, accounts, and regulatory framework....
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—🎙 Sporadic cadence·22 episodes·Last published 9mo ago - Monthly Reach
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| Date | Episode | Description | Length | ||||||
|---|---|---|---|---|---|---|---|---|---|
| 1/22/26 | Exchange Traded Products | Exchange Traded Products - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/exchange-traded-products | 28m 00s | ||||||
| 1/21/26 | Investment Risks | Investment Risks - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/investment-risks | 55m 00s | ||||||
| 1/20/26 | The SIE Exam One-Page Fast Track | The SIE Exam One-Page Fast Track - part of the Final Review chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/final-review/cheat-sheet | 1h 23m 00s | ||||||
| 1/19/26 | U4, U5 and the Permanent Record | U4, U5 and the Permanent Record - part of the Regulatory Framework chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/regulatory-framework/employee-conduct-and-reportable-events | 36m 00s | ||||||
| 1/18/26 | FINRA Continuing Education Standards and Compliance Requirements | FINRA Continuing Education Standards and Compliance Requirements - part of the Regulatory Framework chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/regulatory-framework/registration-and-continuing-education | 39m 00s | ||||||
| 1/17/26 | Prohibited Activities for the SIE Exam | Prohibited Activities for the SIE Exam - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/prohibited-activities | 38m 00s | ||||||
| 1/16/26 | SIPC Math and the Broker Rulebook | SIPC Math and the Broker Rulebook - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/books-records-privacy-and-communications | 43m 00s | ||||||
| 1/15/26 | SARs, CTRs and SIE AML Rules | SARs, CTRs and SIE AML Rules - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/aml-compliance | 43m 00s | ||||||
| 1/14/26 | SIE Rules for Trading and Customer Accounts | SIE Rules for Trading and Customer Accounts - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/customer-accounts | 48m 00s | ||||||
| 1/13/26 | Trade Settlement and Corporate Action Mechanics | Trade Settlement and Corporate Action Mechanics - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/trade-settlement-and-corporate-actions | 44m 00s | ||||||
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| 1/12/26 | Investment Returns, Yields and Tax Rules | Investment Returns, Yields and Tax Rules - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/investment-returns | 40m 00s | ||||||
| 1/11/26 | SIE Exam Orders and Trading Strategies | SIE Exam Orders and Trading Strategies - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/orders-and-strategies | 41m 00s | ||||||
| 1/10/26 | Risk and Obligations of Covered vs. Uncovered Options | Risk and Obligations of Covered vs. Uncovered Options - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/options | 40m 00s | ||||||
| 1/9/26 | 529 Plans, ABLE Accounts and LGIPs | 529 Plans, ABLE Accounts and LGIPs - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/municipal-fund-securities | 42m 00s | ||||||
| 1/8/26 | Alternative Investments for the SIE Exam | Alternative Investments for the SIE Exam - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/alternative-investments | 50m 00s | ||||||
| 1/7/26 | SIE Packaged Products and Variable Annuities | SIE Packaged Products and Variable Annuities - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/packaged-products | 42m 00s | ||||||
| 1/6/26 | Bond Market and Debt for the SIE | Bond Market and Debt for the SIE - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/debt-instruments | 41m 00s | ||||||
| 1/5/26 | Mastering SIE Equity Securities and ADRs | Mastering SIE Equity Securities and ADRs - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/equity-securities | 42m 00s | ||||||
| 1/4/26 | Securities Offerings and Underwriting for SIE | Securities Offerings and Underwriting for SIE - part of the Capital Markets chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/capital-markets/securities-offerings | 41m 00s | ||||||
| 1/3/26 | Economic Factors for the SIE Exam | Economic Factors for the SIE Exam - part of the Capital Markets chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/capital-markets/economic-factors | 39m 00s | ||||||
| 1/2/26 | Market Structure: From IPOs to Dark Pools | Market Structure: From IPOs to Dark Pools - part of the Capital Markets chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/capital-markets/market-structure | 38m 00s | ||||||
| 1/1/26 | The Architecture of Financial Market Participants | The Architecture of Financial Market Participants - part of the Capital Markets chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/capital-markets/regulatory-entities-and-market-participants | 45m 00s | ||||||
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Chart history for SIE Exam Prep by CertFuel
Peaked at #151 in PH, currently #151 in PH.
| Market | Genre | Peak | Current | Trend |
|---|---|---|---|---|
| PH | — | #151 | #151 | — |
Chart Positions
1 placement across 1 market.
Chart Positions
1 placement across 1 market.