Messy and Compliance Do Not Work Well Together w/Jim Bell | Ep. 62

About this episode

Frazier and Michael discuss compliance issues with Jim Bell, emphasizing the importance of addressing compliance proactively.

Send us Fan Mail This one is for every broker owner who thinks compliance is something they can deal with later. Frazier and Michael sit down with Jim Bell, the guy who helps brokers handle the stuff most people want to avoid: 👉 Licensing 👉 Compliance 👉 Call reports 👉 State exams 👉 Information security And Jim makes one thing very clear. Compliance does not have to be scary. But ignoring it absolutely can be. This episode breaks down what state regulators are looking at right now, why messy d...

People in this episode

Hosts: Frazier, Michael

Guest: Jim Bell

Topics covered

• compliance
• broker ownership
• licensing
• information security
• state exams

Keywords

• compliance
• broker
• licensing
• state exams
• information security
• call reports

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