About this episode
The episode discusses the Supreme Court case Sripetch v. SEC regarding the SEC's ability to seek equitable disgorgement without proving investor harm.
A case in which the Court will decide whether the SEC may seek equitable disgorgement under 15 U.S.C. §§ 78u(d)(5) and (d)(7) without showing investors suffered pecuniary harm.
Topics covered
- Supreme Court
- SEC
- equitable disgorgement
- pecuniary harm
- legal arguments
Keywords
- Supreme Court
- SEC
- equitable disgorgement
- pecuniary harm
- legal case
Mentioned in this episode
Organizations: SEC
Books & works: Sripetch v. SEC
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