About this episode
This episode discusses how financial institutions can strengthen their compliance programs in a complex regulatory environment.
In this episode of Bank on Wipfli, we discuss how financial institutions can strengthen their compliance programs in an increasingly complex regulatory environment. Wipfli’s Robert H. Zondag and Tracy Bush explore practical approaches to compliance management, including: The role of outsourced and fractional compliance support, and how institutions can leverage outside expertise to fill gaps, manage turnover, or scale effectively.A clear breakdown of the three lines of defense — business line...
People in this episode
Host: Robert H. Zondag
Guest: Tracy Bush
Topics covered
- compliance programs
- financial institutions
- regulatory environment
- compliance management
- outsourced support
- expertise
Keywords
- compliance
- financial institutions
- regulations
- management
- outsourcing
- expertise
- defense
Mentioned in this episode
Organizations: Wipfli
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